Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fasanello is a financial professional with over 17 years of experience in the securities industry. Robert is currently registered with Mizuho Securities USA LLC and has previously held positions at Wells Fargo Prime Services, LLC and UBS Securities LLC. Robert holds the Series 7, Series 57, Series 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/21/2014 - 11/30/2023
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NY
07/09/2004 - 10/18/2012
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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