Unclaimed
Robert Fasan is a financial professional with over 20 years of experience in the securities industry. Robert is currently registered with Marex Capital Markets Inc. Robert is also registered with FINRA and in 31 states. Robert has passed the Series 7, Series 63 and the SIE exam. Robert was previously registered with NEWEDGE USA, LLC and NEWEDGE FINANCIAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/23/2014 - Present
Marex Capital Markets Inc. (Chicago IL)
IL
01/02/2008 - 04/03/2014
NEWEDGE USA, LLC (CHICAGO IL)
IL
11/07/2002 - 09/01/2008
NEWEDGE FINANCIAL INC. (CHICAGO IL)
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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