Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Farina is a financial professional with over 15 years of experience in the industry. Robert is currently registered with Harris Williams and holds Series 7, Series 24, and Series 63 licenses. Robert has previously held positions at SIXPOINT PARTNERS LLC, EVERCORE GROUP L.L.C., and BANC OF AMERICA SECURITIES LLC. Robert is registered in Arizona, California, New York, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/01/2023 - Present
Harris Williams (SAN FRANCISCO CA)
UT
12/12/2011 - 08/02/2023
SIXPOINT PARTNERS LLC (Park City UT)
NY
07/20/2007 - 03/04/2011
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
09/12/2006 - 07/05/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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