Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Falbo is a financial professional with over 22 years of experience in the industry. Robert is currently registered with Broadridge Business Process Outsourcing, LLC in Edgewood, NY. Robert has held previous positions with Penson Financial Services, Inc. and Ridge Clearing & Outsourcing Solutions, Inc. Robert has passed the Series 7, Series 55, Series 63 and SIE exams and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/14/2013 - Present
Broadridge Business Process Outsourcing, LLC (Edgewood NY)
TX
06/15/2010 - 06/25/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
NY
12/21/1999 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (LAKE SUCCESS NY)
BC
Issued 11/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Falbo is the right advisor for you? Invested Better is here to help.
