Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert F Roden is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Citizens JMP Securities, LLC in California. Robert has previously held positions at Citizens Capital Markets, MUFG Securities Americas Inc., BTMU Securities, Inc., White Oak Merchant Partners LLC, Weston Financial Services LLC, Cowen and Company, Merriman Curhan Ford & Co., Banc of America Securities LLC, Piper Jaffray Inc., and CS First Boston Corporation. Robert holds FINRA Series 7, 24, 63, 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/01/2023 - Present
Citizens JMP Securities, LLC (LOS ANGELES CA)
CA
09/09/2021 - 08/01/2023
CITIZENS CAPITAL MARKETS (LOS ANGELES CA)
NY
04/01/2017 - 10/14/2020
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
07/11/2016 - 04/01/2017
BTMU SECURITIES, INC. (SAN FRANCISCO CA)
CA
04/20/2010 - 12/03/2014
WHITE OAK MERCHANT PARTNERS LLC (SAN FRANCISCO CA)
CA
09/18/2009 - 04/06/2010
WESTON FINANCIAL SERVICES LLC (SAN FRANSISCO CA)
CA
10/25/2006 - 11/11/2008
COWEN AND COMPANY (SAN FRANCISCO CA)
CA
04/04/2005 - 10/13/2006
MERRIMAN CURHAN FORD & CO. (SAN FRANCISCO CA)
NY
08/08/2001 - 11/18/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
MN
02/26/1996 - 10/02/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
12/11/1992 - 02/05/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 12/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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