Unclaimed
Robert Lagravinese is a financial professional with over 15 years of experience in the industry. Robert is currently registered with Velocity Clearing, LLC and has previously been registered with WPS Prime Services, LLC, Maxim Group LLC, The Vertical Group, Concept Capital Markets, LLC, Sanders Morris Harris Inc., Ounavarra Capital LLC, Cambridge International Securities, Inc., and Trautman Wasserman & Company, Inc.. Robert's areas of expertise include equities and commodities. Robert holds a Series 3, 7, 55, 57TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2021 - Present
Velocity Clearing, LLC (New York NY)
NY
12/04/2019 - 01/03/2022
WPS PRIME SERVICES, LLC (NEW YORK NY)
NY
09/06/2016 - 12/18/2019
MAXIM GROUP LLC (Miller Place NY)
NJ
06/19/2013 - 08/31/2016
THE VERTICAL GROUP (RED BANK NJ)
NY
11/01/2010 - 07/02/2013
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/26/2010 - 07/11/2011
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
FL
10/03/2007 - 09/22/2008
OUNAVARRA CAPITAL LLC (WELLINGTON FL)
CT
08/09/2005 - 04/03/2007
CAMBRIDGE INTERNATIONAL SECURITIES, INC. (WESTPORT CT)
NY
07/30/2003 - 10/09/2003
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 08/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/25/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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