Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dudley is a financial professional with over 30 years of experience in the industry. Robert is currently registered with Alps Portfolio Solutions Distributor, Inc. and has been with the firm since January 2014. Previously, Robert was registered with ALPS DISTRIBUTORS, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert holds the Series 7, Series 24, Series 66, and SIE licenses. Robert is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Robert is licensed in 43 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/16/2014 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
CO
01/16/2008 - 12/31/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
NY
05/08/2006 - 01/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/1984 - 03/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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