Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Coon is an active investment advisor representative in the state of New Jersey. He is a registered representative with Wells Fargo Clearing Services, LLC, and has been in the industry since 1996. Robert Coon has held prior registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, Wells Fargo Advisors, LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Wachovia Securities, LLC, Fleet Securities, Inc., Gruntal & Co., L.L.C., and Josephthal Lyon & Ross Incorporated. Robert Coon is licensed to provide financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/05/2021 - Present
Wells Fargo Clearing Services, LLC (OAKHURST NJ)
NJ
05/20/2019 - 05/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANASQUAN NJ)
NJ
05/28/2010 - 05/23/2019
WELLS FARGO CLEARING SERVICES, LLC (POINT PLEASANT BORO NJ)
NJ
09/26/2008 - 01/08/2010
WELLS FARGO ADVISORS, LLC (RED BANK NJ)
NJ
10/20/2004 - 08/08/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (POINT PLEASANT NJ)
NY
09/28/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
05/12/2003 - 07/30/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
TX
02/18/2000 - 10/03/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
08/06/1996 - 02/11/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
05/23/1994 - 08/06/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
IA
Issued 03/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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