Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Butler is an active investment advisor representative with Equity Services, Inc. in Latham, NY. Robert is a registered investment advisor representative with the state of New York. Robert is also registered as a securities agent in Florida, Massachusetts, and New York. Robert has been working in the financial industry since 2017. Robert also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/08/2021 - Present
Equity Services, Inc. (LATHAM NY)
NY
03/31/2020 - 12/22/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LATHAM NY)
NY
07/01/2019 - 02/20/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LATHAM NY)
NY
08/04/2016 - 03/18/2019
NYLIFE SECURITIES LLC (LATHAM NY)
BOTH
Issued 08/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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