Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Evan Alpert is a financial advisor with over 38 years of experience in the financial services industry. Robert is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Previously, Robert was employed with Morgan Stanley from June 2009 to October 2013. Before that, Robert was with Citigroup Global Markets Inc. from July 1993 to June 2009. Robert is also a registered investment advisor in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/15/2013 - Present
Wells Fargo Clearing Services, LLC (WOODBURY NY)
NY
06/01/2009 - 10/11/2013
MORGAN STANLEY (MELVILLE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/21/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 02/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1993
Series 15 - Foreign Currency Options Examination
BC
Issued 07/01/1993
Series 5 - Interest Rate Options Examination
BC
Issued 04/20/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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