Unclaimed
Robert Eugene Rickett is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Performance Trust Capital Partners, LLC in Chicago, Illinois. Robert has previously held positions with Barclays Capital Inc., J.P. Morgan Securities Inc., Credit Suisse First Boston Corporation, Smith Barney Inc. and Salomon Brothers Inc. Robert holds licenses including Series 3, Series 7, Series 24, and Series 63. Robert is registered in 16 states, including Colorado, Connecticut, Georgia, Illinois, Indiana, Iowa, Maryland, Massachusetts, Minnesota, New York, Ohio, Oregon, Texas, Vermont, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/31/2016 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
IL
03/16/2005 - 02/15/2016
BARCLAYS CAPITAL INC. (CHICAGO IL)
NY
07/25/2001 - 03/11/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/26/1998 - 07/25/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
11/28/1997 - 07/17/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
11/04/1992 - 07/17/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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