Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nichols is a financial advisor with over 25 years of experience in the financial services industry. Robert is currently registered with LPL Financial LLC in Arizona and California. Robert has a wide range of experience, having previously worked with Raymond James Financial Services, Inc., First Allied Securities, Inc., D.E. Frey & Company, Inc., and Pruco Securities Corporation. Robert offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/17/2019 - Present
LPL Financial LLC (PHOENIX AZ)
AZ
02/21/2019 - 06/07/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (Glendale AZ)
AZ
09/26/2001 - 02/27/2019
LPL FINANCIAL LLC (PHOENIX AZ)
CA
10/04/2000 - 09/28/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
05/04/1998 - 10/25/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NJ
10/25/1996 - 05/01/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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