Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Eugene Griffith is a financial advisor with over 30 years of experience in the financial services industry. Robert is currently registered with RBC Capital Markets, LLC and has been with the firm since October 26, 2022. Prior to that, Robert was with Credit Suisse Securities (USA) LLC from February 13, 2001 to November 14, 2022, and Salomon Smith Barney Inc. from April 24, 1996 to February 12, 2001. Robert is a Series 7, 9, 10, 24, 63, 72, and SIE licensed advisor. Robert specializes in portfolio management for businesses, individuals, and pooled investment vehicles. Robert's current firm, RBC Capital Markets, LLC, is a leading investment bank with over $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/26/2022 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
02/13/2001 - 11/14/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/24/1996 - 02/12/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/23/1990 - 03/19/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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