Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Goss is a financial advisor with UBS Financial Services Inc. Robert has been in the industry since 1982. Robert is licensed in multiple states, including New Jersey, Texas, Florida, Georgia, New Hampshire, New Mexico, New York, Pennsylvania, Rhode Island and is registered with the Financial Industry Regulatory Authority (FINRA). Robert is a Registered Investment Advisor (IA) in New Jersey and Texas. Robert has a wide range of experience in providing financial advice and investment management services. Robert focuses on providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/07/2010 - Present
UBS Financial Services Inc. (Warren NJ)
NJ
06/01/2009 - 08/09/2010
MORGAN STANLEY SMITH BARNEY (BEDMINSTER NJ)
NJ
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
MD
11/15/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
03/31/2003 - 11/18/2004
THE GMS GROUP, LLC (EAST HANOVER NJ)
NY
01/03/2000 - 01/02/2003
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
NY
01/27/1997 - 01/19/2000
HYPOVEREINSBANK CAPITAL MARKETS (NEW YORK NY)
NY
03/23/1995 - 01/08/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
MO
11/30/1994 - 02/01/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
10/27/1987 - 09/26/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/04/1981 - 12/08/1987
EHRLICH-BOBER & CO., INC.
IA
Issued 01/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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