Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Eugene Berg has been working in the financial services industry since July 2, 1984. Robert is currently registered with Cetera Investment Advisers LLC and has previously been registered with Summit Brokerage Services, Inc., Morgan Stanley, and several other firms. Robert's expertise is in providing financial planning, portfolio management, and pension consulting services. Robert also holds a Series 66, Series 65, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (WATERTOWN CT)
CT
06/06/2014 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (DANBURY CT)
CT
06/01/2009 - 07/02/2014
MORGAN STANLEY (RIDGEFIELD CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEFIELD CT)
CT
08/10/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DANBURY CT)
NY
07/07/2006 - 07/18/2006
WACHOVIA SECURITIES, LLC (WHITE PLAINS NY)
CT
06/03/1994 - 07/11/2006
MORGAN STANLEY DW INC. (DANBURY CT)
NY
01/10/1992 - 06/06/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
02/06/1988 - 01/14/1992
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
02/15/1985 - 08/26/1987
SHEARSON LEHMAN BROTHERS INC.
NA
12/21/1983 - 02/04/1985
MCLAUGHLIN, PIVEN, VOGEL INC.
BOTH
Issued 1/2/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 7/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/5/1995
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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