Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Eugene Barna is a financial advisor currently employed with Stifel, Nicolaus & Company, Inc. located in Los Angeles, California. Robert has been in the industry since 1992 and has held positions with several firms including E.J. DE LA ROSA & CO., INC., CITIGROUP GLOBAL MARKETS INC., RBC DAIN RAUSCHER INC., SUTRO & CO. INCORPORATED, and TOKAI SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/01/2014 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
05/07/2009 - 04/23/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
CA
04/02/2003 - 05/13/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/02/2002 - 03/20/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
10/07/1993 - 01/08/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
08/22/1990 - 09/09/1991
TOKAI SECURITIES, INC. (NEW YORK NY)
NA
07/19/1988 - 10/26/1988
THE STUART-JAMES COMPANY, INCORPORATED
BC
Issued 07/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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