Unclaimed
Robert Baisch is an investment advisor representative with Ladenburg Thalmann Asset Management Inc. Robert has been in the financial services industry since 1994 and has a wide range of experience, including serving as a board member for the JAG FUND/ABTA CHARITY. Robert has passed several industry exams, including the Series 7, Series 24, Series 63, Series 65, and Series 55 exams. Robert is registered in multiple states and has worked for several firms, including Gilford Securities Incorporated, Gleacher & Company Securities, Inc., ICAP Corporates LLC, and Jefferies & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model recommendations to other rias
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/23/2021 - Present
Ladenburg Thalmann Asset Management Inc. (NEW YORK NY)
NJ
08/13/2012 - 10/15/2015
GILFORD SECURITIES INCORPORATED (MORRISTOWN NJ)
NJ
07/08/2010 - 08/25/2011
GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)
NJ
09/18/2008 - 07/07/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
05/14/1998 - 09/24/2008
JEFFERIES & COMPANY, INC. (SHORT HILLS NJ)
MI
09/22/1994 - 04/30/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/12/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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