Unclaimed
Robert Eugene Aiken is an investment advisor representative with Cetera Investment Advisers LLC, located in Salisbury, NC. Robert has over 30 years of experience in the financial services industry. Prior to joining Cetera, Robert was with Wells Fargo Advisors, LLC. Robert is registered to provide investment advisory services in 16 states, including California, Colorado, Florida, Georgia, Kansas, Kentucky, Nevada, New Jersey, New Mexico, New York, North Carolina, South Carolina, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/14/2025 - Present
Cetera Investment Advisers LLC (Salisbury NC)
NC
06/15/2002 - 05/27/2015
WELLS FARGO ADVISORS, LLC (SALISBURY NC)
NC
10/10/1997 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
09/21/1993 - 10/17/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 10/07/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
01/27/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/23/1992 - 08/12/1992
F.N. WOLF & CO., INC.
IA
Issued 09/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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