Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Errico is a financial advisor at UBS Financial Services Inc. Robert has been in the industry since 1991 and holds a variety of licenses and registrations, including Series 7, 31, and 65. Robert has experience working with high-net-worth individuals, corporations, and other businesses. Robert has been with UBS since 2007. Before that, Robert worked at Morgan Stanley, Morgan Stanley DW Inc., Paine Webber Incorporated and Lehman Brothers Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
11/02/2007 - Present
UBS Financial Services Inc. (GREENWICH CT)
NY
04/02/2007 - 11/05/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/05/1999 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NJ
01/16/1995 - 02/18/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/11/1991 - 02/07/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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