Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ernest Klein is an investment professional with over 30 years of experience. Robert is currently registered with The Leaders Group, Inc. in Virginia. Robert has previously worked with several firms including John Hancock Distributors LLC, Global Atlantic Distributors, LLC, MERCAP SECURITIES, LLC, SUN LIFE FINANCIAL DISTRIBUTORS, INC., CLARENDON INSURANCE AGENCY, INC., LINCOLN FINANCIAL DISTRIBUTORS, INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, LINCOLN FINANCIAL ADVISORS CORPORATION, and CIGNA FINANCIAL ADVISORS,INC.. Robert holds the Series 6, 26, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/28/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
VA
07/14/2022 - 04/11/2024
JOHN HANCOCK DISTRIBUTORS LLC (Fairfax Station VA)
VA
09/27/2017 - 06/08/2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC (Fairfax Station VA)
GA
05/06/2015 - 08/08/2017
MERCAP SECURITIES, LLC (ATLANTA GA)
MA
01/29/2010 - 04/14/2015
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
10/09/2012 - 06/03/2013
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
VA
12/31/2000 - 12/18/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (FAIRFAX STATION VA)
IN
11/24/1998 - 01/04/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 12/31/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
02/26/1990 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 10/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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