Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ernest Gray is a registered representative with Northwestern Mutual Investment Services, LLC in RICHMOND, VA. Gray is a Series 66, Series 10, Series 9, Series 99TO, SIE, and Series 7 licensed professional. He is also registered in the District of Columbia, Illinois, Maryland, North Carolina and Virginia. Gray has been in the industry since 2015 and has experience working at John F Van Der Hyde and Donald V Creech. Gray's firm also offers services like investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
02/02/2016 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BOTH
Issued 01/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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