Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Eric Somervill is a financial advisor registered with Charles Schwab & CO., Inc. located in Westlake, TX. Robert has been in the financial industry for over 30 years. In addition to his work at Charles Schwab & CO., Inc., Robert is also a Real Estate Broker. Robert has a broad range of experience and holds several licenses and certifications including the Series 6, 7, 10, 24, 52, 53, 63 and 66. Robert has been registered with FINRA since 1989 and has a strong track record of providing financial advice to clients. Previously, Robert worked for TD AMERITRADE, INC., AMERITRADE, INC. and FIDELITY BROKERAGE SERVICES, INC. in various roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/29/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
11/10/2022 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
TX
01/27/2006 - 01/28/2022
TD AMERITRADE, INC. (Southlake TX)
NE
01/02/2002 - 01/30/2006
AMERITRADE, INC. (OMAHA NE)
NE
06/02/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
RI
05/15/1997 - 04/01/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
07/16/1996 - 05/15/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
AZ
03/01/1993 - 12/31/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
KS
10/25/1989 - 02/26/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 03/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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