Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Peralta is a financial advisor with Charles Schwab & CO., Inc. in Westlake, TX. Robert has been working in the financial services industry since 2007. Robert is licensed to conduct securities business in Arizona, Indiana, Michigan, and Texas. Robert is also a CERTIFIED FINANCIAL PLANNER™ professional. Robert has worked at Charles Schwab & CO., Inc. in the past and has also worked at Ameriprise Financial Services, Inc., RBC Capital Markets, LLC, and Facet Wealth. Robert is a registered representative of Charles Schwab & CO., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
06/02/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
AZ
08/30/2017 - 12/21/2020
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
WA
05/25/2016 - 06/14/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Camas WA)
OR
11/26/2013 - 05/13/2016
RBC CAPITAL MARKETS, LLC (PORTLAND OR)
AZ
08/18/2006 - 09/11/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 04/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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