Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gene Schott Jr. is an active investment advisor registered with the state of California and Texas. Robert has been working in the financial industry since December 17, 2014. Robert is currently employed by Charles Schwab & Co., Inc. and has been employed by them since August 2014. In addition to being a registered representative, Robert is also a registered investment advisor. Robert has a total of 2 state exam registrations, 2 product exam registrations and has a Series 66, Series 63, SIE and Series 7 license. Robert has a history of working with individual clients and clients with high net worth, as well as corporations and other businesses.
Hermosa Beach, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
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Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
03/23/2021 - Present
Charles Schwab & CO., Inc. (Hermosa Beach CA)
BOTH
Issued 9/8/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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