Unclaimed
Robert Emmit Fazo is an Investment Advisor Representative with PFS Investments Inc. Robert Emmit Fazo has been in the financial industry since October 1996. Robert Emmit Fazo is currently registered with PFS Investments Inc. in California. Robert Emmit Fazo has passed exams including the Uniform Securities Agent State Law Examination, Uniform Investment Adviser Law Examination, Investment Company Products/Variable Contracts Principal Examination, Securities Industry Essentials Examination and Investment Company Products/Variable Contracts Representative Examination. Robert Emmit Fazo has worked with PFS INVESTMENTS INC and PRIMERICA FINANCIAL SERVICES. Robert Emmit Fazo is registered with the state of California. Robert Emmit Fazo provides investment advice and sells investment-related products for PFS Investments Inc. and companies affiliated with PFS Investments Inc. Robert Emmit Fazo may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
01/01/2025 - Present
PFS Investments Inc. (SUGAR GROVE PA)
IA
Issued 03/25/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Fazo is the right advisor for you? Invested Better is here to help.