Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Emmett O'Brien is a financial advisor with over 30 years of experience in the securities industry. Robert is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Hingham, Massachusetts. Robert's previous employers include Smith Barney Shearson Inc. and Lehman Brothers Inc. Robert holds the Series 63, Series 7, and SIE licenses. Robert is also registered in numerous states, including California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, North Carolina, Rhode Island, South Carolina, Texas, Utah, Virgin Islands and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/27/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HINGHAM MA)
NY
07/31/1993 - 11/12/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
12/17/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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