Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Emmett Moore is a financial professional with over 29 years of experience in the industry. Robert has held positions at several firms including Cowen and Company, Cowen Prime Services LLC, Sanders Morris Harris Inc., Constellation Wealth Advisors LLC, National Financial Services LLC, Citigroup Global Markets Inc., Strike Technologies LLC, and Salomon Brothers Inc. Robert currently works at Marex Capital Markets Inc., a firm headquartered in Alpharetta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
12/08/2023 - Present
Marex Capital Markets Inc. (Alpharetta GA)
NY
08/03/2021 - 12/15/2023
COWEN AND COMPANY (NEW YORK NY)
NY
11/01/2010 - 02/10/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
12/11/2008 - 06/09/2011
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
NY
02/08/2007 - 12/10/2008
CONSTELLATION WEALTH ADVISORS LLC (NEW YORK NY)
MA
01/20/2005 - 06/17/2005
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
07/15/1992 - 08/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
10/16/1998 - 11/29/1999
STRIKE TECHNOLOGIES LLC (PHILADELPHIA PA)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/21/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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