Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Emmett Lee is a financial advisor with Nations Financial Group, Inc., based in Dubuque, Iowa. Robert has been in the financial services industry since December 21, 1992. Robert is a CERTIFIED FINANCIAL PLANNER™ professional, a designation awarded to professionals who have met rigorous education, experience, and ethical standards. Robert specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Robert previously worked for B. Riley Wealth Management, VSR Financial Services, Inc., Berthel, Fisher & Company Financial Services, Inc., The O.N. Equity Sales Company, The Investment Center, Inc., and Geneva Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
03/08/2023 - Present
Nations Financial Group, Inc. (Dubuque IA)
TN
09/22/2015 - 07/08/2019
B. RILEY WEALTH MANAGEMENT (MEMPHIS TN)
IA
07/08/2010 - 09/23/2015
VSR FINANCIAL SERVICES, INC. (DUBUQUE IA)
IL
06/10/2008 - 07/07/2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (LAKE FOREST IL)
OH
12/06/2002 - 12/31/2003
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NJ
02/05/1998 - 12/31/2000
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NJ
07/24/1992 - 12/31/1997
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
IL
12/13/1985 - 12/31/1991
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
BC
Issued 07/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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