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Robert Emmett Flood

Sound Capital Solutions LLC

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About Robert Emmett Flood

Robert Emmett Flood is an investment advisor representative currently associated with Sound Capital Solutions LLC. Robert Emmett Flood has been in the industry since December 17, 2021. Robert Emmett Flood has passed the Series 66, Series 27 and Series 7TO exams. The advisor holds registrations in Colorado, Illinois, and South Dakota. Robert Emmett Flood is registered as an investment advisor representative in Illinois. Robert Emmett Flood's firm, Sound Capital Solutions LLC, is a registered investment advisor with the SEC. Sound Capital Solutions LLC manages assets for individuals, corporations, and investment companies. The firm manages over $45 million in assets.

Firm Information

Robert Flood is currently registered with Sound Capital Solutions LLC. Sound Capital Solutions LLC is an investment advisor registered with the SEC. They provide portfolio management services to investment companies and have approximately $45.45 million in regulatory assets under management. The firm is headquartered in the United States and has a website at http://www.soundcapitalsolutions.com.

$45.45M

Assets Under Management

2

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Flood’s Registration & Firm History

IL

01/05/2024 - Present

Sound Capital Solutions LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 03/29/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/2022

Series 27 - Financial and Operations Principal Examination

BC

Issued 12/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Emmett Flood.
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