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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Emmett Flood is an investment advisor representative currently associated with Sound Capital Solutions LLC. Robert Emmett Flood has been in the industry since December 17, 2021. Robert Emmett Flood has passed the Series 66, Series 27 and Series 7TO exams. The advisor holds registrations in Colorado, Illinois, and South Dakota. Robert Emmett Flood is registered as an investment advisor representative in Illinois. Robert Emmett Flood's firm, Sound Capital Solutions LLC, is a registered investment advisor with the SEC. Sound Capital Solutions LLC manages assets for individuals, corporations, and investment companies. The firm manages over $45 million in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
01/05/2024 - Present
Sound Capital Solutions LLC (CHICAGO IL)
BOTH
Issued 03/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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