Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Emmett Faesy is a financial professional with over 30 years of experience in the industry. Robert currently works at Fortune Financial Services, Inc. in Frankfort, Kentucky. Robert holds Series 6, Series 22, Series 63 and SIE licenses and has been registered in Kentucky, Indiana and Florida. Prior to joining Fortune Financial Services, Inc., Robert worked at Securities America, Inc., Dalton Strategic Investment Services Inc. and H.D. Vest Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
11/30/2018 - Present
Fortune Financial Services, Inc. (Frankfort KY)
KY
07/24/2014 - 12/04/2018
SECURITIES AMERICA, INC. (FRANKFORT KY)
KY
03/29/2007 - 09/18/2014
DALTON STRATEGIC INVESTMENT SERVICES INC. (FRANKFORT KY)
KY
09/18/2002 - 03/14/2007
DALTON STRATEGIC INVESTMENT SERVICES INC. (FRANKFORT KY)
TX
02/22/1988 - 10/14/2002
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BC
Issued 02/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/13/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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