Unclaimed
Robert Emmett Brennan is a financial advisor with Edward Jones, a firm that provides investment advice and wealth management services. He has been in the financial industry for over 30 years, beginning his career in 1992. Brennan has a wide range of experience working with various clients, including individuals, families, businesses, and retirement plans. He is also knowledgeable about a variety of financial products and services. He is dedicated to helping his clients achieve their financial goals and providing them with personalized advice and guidance. He is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
04/09/2019 - Present
Edward Jones (DOWNERS GROVE IL)
IL
10/01/2008 - 06/03/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
12/16/2002 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
06/07/2001 - 06/07/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
08/01/1997 - 05/30/2001
CARR FUTURES INC. (CHICAGO IL)
NY
11/25/1992 - 08/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/20/1989 - 11/24/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
BOTH
Issued 04/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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