Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cleary has been in the financial services industry since February 2, 2002. Robert is currently registered with DFA Securities LLC and is licensed in 50 states. Robert is a Series 7 and Series 63 licensed representative. Prior to joining DFA Securities LLC, Robert worked at Legg Mason Investor Services, LLC and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/03/2018 - Present
DFA Securities LLC (CHARLOTTE NC)
MD
12/01/2005 - 11/21/2018
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
04/15/2005 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/15/1993 - 03/06/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/01/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/30/1993
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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