Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Elwood Mohler is a financial professional with over 50 years of experience in the industry. Robert is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2023. Robert has previously held positions with Pension Planners Securities, Inc., Associated Securities Corp., Planned Investments Inc., Dave Fries and Associates, Equitec Securities Company, and Harrison Financial Corporation. Robert is a Series 7, Series 24, Series 63 and SIE licensed representative and specializes in providing a variety of financial services including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Robert is a member of the Financial Industry Regulatory Authority (FINRA).
CARMICHAEL, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (CARMICHAEL CA)
CA
11/04/2004 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
MA
09/26/1983 - 11/04/2004
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
03/15/1979 - 09/29/1983
PLANNED INVESTMENTS INC.
NA
02/27/1975 - 03/10/1979
DAVE FRIES AND ASSOCIATES
NA
11/01/1973 - 03/10/1975
EQUITEC SECURITIES COMPANY
NA
05/10/1971 - 11/29/1973
HARRISON FINANCIAL CORPORATION
BC
Issued 7/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 6/20/1974
Series 00 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/16/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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