Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Elton Maxwell is an investment advisor representative registered with RBC Capital Markets, LLC. Robert has over 30 years of experience in the industry. Robert's previous employment history includes Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and The Principal/Eppler, Guerin & Turner, Inc.. Robert is also a board member of the Hedwig Village Pension Advisory Board. Robert has passed both the Series 7 and Series 63 exams, as well as the SIE and Series 65 exams. Robert is registered in 14 states, including Texas, California, and New York. Robert provides advisory services for both individuals and businesses. Robert is currently registered with RBC Capital Markets, LLC and has been with the firm since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/15/2006 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
04/17/1995 - 09/26/2006
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
MD
05/28/1991 - 04/20/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
01/24/1990 - 06/07/1991
THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC. (DALLAS TX)
IA
Issued 03/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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