Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ellsworth McMann has been in the financial services industry since 1987. Robert is currently registered with Wells Fargo Clearing Services, LLC. Robert has previously been registered with MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, SALOMON SMITH BARNEY INC., PAINEWEBBER INCORPORATED, and SHEARSON LEHMAN HUTTON INC.. Robert holds the following licenses: Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65. Robert is also a Certified Financial Planner. Robert has been recognized for his expertise in the areas of financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/15/2013 - Present
Wells Fargo Clearing Services, LLC (LAKE MARY FL)
FL
06/01/2009 - 04/08/2013
MORGAN STANLEY (LAKE MARY FL)
FL
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAKE MARY FL)
FL
06/09/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (LAKE MARY FL)
NY
02/14/1994 - 06/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
10/10/1990 - 02/08/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/03/1988 - 09/28/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
05/12/1987 - 07/19/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 11/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/10/1991
Series 5 - Interest Rate Options Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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