Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Solis has been a registered investment advisor since 1994. He is currently registered with Wells Fargo Clearing Services, LLC and has been associated with Morgan Stanley Smith Barney LLC since 2009. Robert has extensive experience in the financial services industry and specializes in providing investment advice to individuals, businesses, and institutions. He holds a variety of licenses and certifications, including the Series 7, Series 8, Series 31, Series 63, and Series 65. Robert has worked for several other firms over the years, including UBS Financial Services Inc. and Piper Jaffray & Co. He has been recognized for his expertise in the financial services industry and has been featured in several publications. Robert is committed to providing his clients with the highest quality of financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/23/2023 - Present
Wells Fargo Clearing Services, LLC (PEORIA AZ)
AZ
06/01/2009 - 03/28/2023
MORGAN STANLEY (PEORIA AZ)
AZ
10/26/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SURPRISE AZ)
AZ
08/12/2006 - 11/05/2007
UBS FINANCIAL SERVICES INC. (SURPRISE AZ)
AZ
01/02/1998 - 08/12/2006
PIPER JAFFRAY & CO. (SURPRISE AZ)
NY
03/28/1994 - 01/05/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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