Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Klein is a financial advisor with Ameriprise Financial Services, LLC. Robert has over 20 years of experience in the financial services industry and is registered with the state of Texas to provide investment advisory services. Robert also has a Series 7, 24, 63, and 65 licenses. Prior to joining Ameriprise, Robert worked for BOK Financial Securities, Inc. and BBVA Securities Inc.. Robert is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
12/01/2022 - Present
Ameriprise Financial Services, LLC (Rockwall TX)
TX
02/10/2021 - 06/03/2022
BOK FINANCIAL SECURITIES, INC. (RICHARDSON TX)
TX
05/16/2013 - 10/30/2019
BBVA SECURITIES INC. (HOUSTON TX)
TX
05/01/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
IA
05/25/2011 - 04/30/2013
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
NH
08/19/2010 - 01/03/2011
LIBERTY LIFE SECURITIES LLC (DOVER NH)
MA
02/29/2008 - 01/27/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
IL
09/30/1999 - 04/02/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
NE
06/19/1998 - 09/27/1999
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
06/18/1998 - 09/16/1999
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
IL
11/26/1996 - 06/15/1998
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
04/22/1994 - 10/31/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 04/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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