Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Carlson is a financial advisor with J.P. Morgan Securities LLC in San Francisco. Robert has over 20 years of experience in the financial services industry. Robert has been registered with J.P. Morgan Securities LLC since September 2019. Previously, Robert worked at Deutsche Bank Securities Inc., Mizuho Securities USA Inc., RBS Securities Inc., UBS Securities LLC and Thomas Weisel Partners LLC. Robert holds Series 7, 24, 63, 79TO and SIE licenses. Robert specializes in Portfolio Management for Individuals and Businesses, Financial Planning, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/23/2019 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
02/09/2016 - 09/19/2019
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
04/09/2015 - 10/09/2015
MIZUHO SECURITIES USA INC. (San Francisco CA)
CA
07/07/2010 - 04/10/2015
RBS SECURITIES INC. (SAN FRANCISCO CA)
CA
10/20/2003 - 04/07/2010
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
03/27/2001 - 04/02/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BC
Issued 02/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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