Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Spires is a financial professional who has been in the industry since 1993. Robert currently holds registrations with First Citizens Investor Services, Inc. and First Citizens Asset Management, Inc. Robert has previously held registrations with First Citizens Securities Corporation, Wachovia Securities, LLC, Wachovia Securities, Inc., Wachovia Brokerage Service, and GNA Securities, Inc. Robert specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
04/01/2021 - Present
First Citizens Investor Services, Inc. (COLUMBIA SC)
SC
01/17/2007 - 01/04/2016
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
MO
06/15/2002 - 01/17/2007
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
05/31/1994 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
VA
01/28/1993 - 05/31/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/26/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/05/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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