Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Schmidt has been in the financial services industry since 1991 and is a registered representative of Stifel, Nicolaus & Company, Inc.. Robert has experience working with a variety of clients, including individuals, high net worth individuals, corporations, trusts, and retirement plans. He has held previous roles with Oppenheimer & Co. Inc., CIBC World Markets Corp., Prudential Securities Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. Robert is licensed to provide investment advice in Washington and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/18/2017 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
01/03/2003 - 08/21/2017
OPPENHEIMER & CO. INC. (BELLEVUE WA)
NY
08/08/1997 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/15/1994 - 08/12/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 05/02/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
09/26/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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