Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Mathias has been in the financial services industry since 1992. Robert is a Registered Representative and Investment Advisor Representative for Cetera Investment Advisers LLC, a firm with over 100,000 clients and $104 billion in assets under management. Robert previously worked for Summit Brokerage Services, Inc., WRP Investments, Inc., National Planning Corporation, Gerald S. Berger, Inc., and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MOUNT KISCO NY)
NY
06/30/2005 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (MT KISCO NY)
OH
12/10/2004 - 06/30/2005
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
CA
06/26/2000 - 12/13/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
03/29/1996 - 06/30/2000
GERALD S. BERGER, INC. (HARTSDALE NY)
DE
07/25/1995 - 07/18/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
04/06/1995 - 08/02/1995
GERALD S. BERGER, INC. (HARTSDALE NY)
MN
01/09/1992 - 04/05/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/09/1992 - 04/05/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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