Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Leib is an investment advisor representative with UBS Financial Services Inc. Robert has been in the industry since 1984. He has held prior positions at Commonwealth Financial Network, Capital Analysts, Incorporated, and UBS Financial Services Inc., First Union Capital Markets Corp, and Prudential Securities Incorporated. Robert is licensed to provide investment advisory services in NJ, PA, and TX. He has a broad range of experience in the financial services industry, including experience in retirement planning, financial planning, and portfolio management for individuals and businesses. Robert holds a series of certifications, including Series 3, 7, 10, 24, 63, and 65 and has passed the SIE exam. He is a member of the Greater Conshohocken Business Development Corporation and RSVP of Montgomery County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
02/16/2021 - Present
UBS Financial Services Inc. (CONSHOHOCKEN PA)
PA
11/02/2007 - 09/18/2013
COMMONWEALTH FINANCIAL NETWORK (CONSHOHOCKEN PA)
PA
02/16/2006 - 11/08/2007
CAPITAL ANALYSTS, INCORPORATED (CONSHOHOCKEN PA)
NJ
04/30/1999 - 02/22/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
09/01/1995 - 05/28/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
03/20/1989 - 09/07/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/23/1984 - 04/12/1989
SHEARSON LEHMAN HUTTON INC.
IA
Issued 3/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/4/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 7/7/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/17/2001
Series 3 - National Commodity Futures Examination
BC
Issued 5/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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