Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Lee is a financial advisor at Mufg Securities Americas Inc. with over 20 years of experience in the industry. Robert has been registered with the Financial Industry Regulatory Authority (FINRA) since 2001 and holds the Series 7, Series 24, Series 63, and Series 79TO licenses. Robert has worked for several prominent financial institutions, including RBS Securities Inc., ABN AMRO Incorporated, and MUFG Americas Corporate Advisory, Inc. Robert is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
TX
10/22/2012 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (HOUSTON TX)
TX
12/12/2008 - 10/10/2012
RBS SECURITIES INC. (HOUSTON TX)
TX
05/20/2008 - 12/12/2008
RBS SECURITIES CORPORATION (HOUSTON TX)
TX
03/14/2001 - 05/21/2008
ABN AMRO INCORPORATED (HOUSTON TX)
BC
Issued 04/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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