Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Lee is a financial advisor with over 25 years of experience in the industry. Robert Lee currently works with Sovereign Wealth Advisors LLC and holds a Series 7, 63 and 65 licenses. Robert Lee also holds the designation of Certified Financial Planner. Robert Lee previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, INVESTMENT PROFESSIONALS, INC., MONTANO SECURITIES CORPORATION, CARILLON INVESTMENTS, INC. and PLANNED INVESTMENT CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/17/2020 - Present
Sovereign Wealth Advisors LLC (HOUSTON TX)
TX
12/11/2006 - 08/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
07/01/2006 - 12/04/2006
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
TX
06/30/1998 - 07/01/2006
BANC ONE SECURITIES CORPORATION (HOUSTON TX)
TX
08/20/1996 - 09/11/1997
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
CA
09/02/1994 - 02/09/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
OH
02/28/1992 - 07/15/1992
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IN
10/03/1989 - 03/12/1990
PLANNED INVESTMENT CO., INC. (INDIANAPOLIS IN)
NA
05/23/1985 - 10/23/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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