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Robert Edward Kessler

Dinosaur Financial Group, LLC

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About Robert Edward Kessler

Robert Edward Kessler is a financial advisor with Dinosaur Financial Group, LLC. Robert has been working in the financial industry since 2002. Robert is registered with FINRA and is licensed in New York.

Firm Information

Robert Kessler is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Kessler’s Registration & Firm History

NY

03/29/2024 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

09/17/2019 - 05/24/2023

INTESA SANPAOLO IMI SECURITIES CORP. (NEW YORK NY)

NY

05/18/2017 - 09/11/2019

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

05/19/2006 - 05/19/2017

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

09/01/1998 - 03/30/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

09/15/1994 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/20/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Edward Kessler.
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