Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward House is a registered investment advisor with Amuni Financial, Inc. located in LITTLE ROCK, AR. Robert has been in the industry since 1986 and is currently registered as an investment advisor representative in Arkansas and Texas. Robert has held previous registrations with MARION BASS SECURITIES CORPORATION, POWELL & SATTERFIELD, INC., FIRST AMERICAN SECURITIES, INC. and SWINK & COMPANY, INC. Robert has passed the Series 3, Series 7, Series 63 and Series 65 exams. Robert also holds a life insurance license in Arkansas. Amuni Financial, Inc. is a Registered Investment Advisor and Broker-Dealer that provides financial planning services, portfolio management and educational seminars to individuals, businesses and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial planning services available through clearing agent agreement
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
08/06/2020 - Present
Amuni Financial, Inc. (LITTLE ROCK AR)
NC
12/22/1992 - 04/12/2001
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
AR
08/03/1990 - 12/23/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
NA
02/01/1990 - 08/14/1990
FIRST AMERICAN SECURITIES, INC.
NA
08/19/1986 - 01/01/1990
SWINK & COMPANY, INC.
IA
Issued 03/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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