Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Gilman is a financial advisor working at Wells Fargo Clearing Services, LLC, based in Matthews, NC. Robert Gilman has been in the financial industry since 2005 and is registered in 39 states across the US. Robert has passed the Series 66, Series 7, Series 9 and Series 10 exams and has been a registered representative since 2006. Prior to working with Wells Fargo Clearing Services, LLC, Robert was a registered representative with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and AMERIPRISE FINANCIAL SERVICES, INC. Robert also has experience working with IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
09/06/2017 - Present
Wells Fargo Clearing Services, LLC (MATTHEWS NC)
NC
01/17/2006 - 05/05/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
MN
01/21/2005 - 12/06/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/21/2005 - 12/06/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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