Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gaudio is a financial advisor with Sanctuary Securities, Inc. in Indianapolis, Indiana. Robert has been in the industry since 2004. Robert holds the Series 63, Series 7, and SIE exams. Robert is registered in Pennsylvania and Texas. Robert has experience with Beech Hill Securities, Inc., Bruderman Brothers LLC, HSBC Securities (USA) Inc., Pershing LLC, and Nebraska Hudson Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
06/16/2021 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
NY
11/23/2020 - 03/03/2021
BEECH HILL SECURITIES, INC. (NEW YORK NY)
NY
05/14/2019 - 10/07/2020
BRUDERMAN BROTHERS LLC (New York NY)
NY
09/06/2016 - 05/09/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/30/2008 - 11/17/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
07/28/2003 - 07/14/2008
PERSHING LLC (JERSEY CITY NJ)
NE
05/04/2001 - 06/21/2002
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
BC
Issued 02/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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