Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Garofoli is a financial professional with over 20 years of experience in the industry. Robert currently works at TIAA-CREF Individual & Institutional Services, LLC, in Portland, Maine. Robert has held previous positions at LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC, MORGAN STANLEY DW INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Robert provides financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
ME
10/26/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PORTLAND ME)
NH
06/14/2017 - 07/06/2017
LPL FINANCIAL LLC (MANCHESTER NH)
ME
03/15/2010 - 06/06/2017
CHARLES SCHWAB & CO., INC. (PORTLAND ME)
MN
07/13/2004 - 02/17/2010
FIDELITY BROKERAGE SERVICES LLC (OAKDALE MN)
NY
01/18/2001 - 12/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
05/25/2000 - 01/24/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/25/2000 - 01/24/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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