Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Edward Farrell is a registered representative with Park Avenue Securities LLC. Robert has been in the securities industry since 2009. Robert holds Series 3, 7, 24, 63, and 65 licenses. Robert also works with clients in Alabama, California, Connecticut, District of Columbia, Florida, Hawaii, Illinois, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
08/05/2022 - Present
Park Avenue Securities LLC (WALL NJ)
NY
10/14/2014 - 09/23/2015
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
CT
07/18/2013 - 06/19/2014
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
01/10/2011 - 06/10/2013
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
09/15/2010 - 01/07/2011
GENESIS SECURITIES, LLC (NEW YORK NY)
NJ
06/01/2009 - 06/03/2010
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NJ
05/08/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NY
10/24/2007 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 05/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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